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Publications

2024-10
Paying compensation to shareholders by ex-directors
2024-04
SFC circular on participation in Cross-Boundary Wealth Management Connect Pilot Scheme
2024-03
Injunction restraining share offer to take over a publicly-listed company
2023-12
Tokenisation of SFC-authorised investment products – a new regulatory approach?
2023-10
Operating a collective investment scheme in properties through the use of shell companies
2023-09
JPEX saga: Are DAO tokens regulated in Hong Kong?
2023-08
Determining price sensitive information during trading suspension
2023-07
Disciplinary action for internal control failures on employee dealings
2023-02
Consultation paper on proposals to enhance the regulation of crowdfunding activities
2022-12
SFC’s implementation of the Investor Identification Regime and OTC Securities Transaction Reporting Regime
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