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Latest Publications

2021-09
SFC and HKEx Joint Statement on IPO-related misconduct
2021-09
Security token offerings: Advantages, challenges, and key takeaways
2021-09
SFC reprimands and fines UBS over HK$11M for multiple compliance breaches – Lessons for wealth management professionals

Recommended Publications

2021-08
ONC Corporate Disputes and Insolvency Quarterly - August 2021 Issue
2021-07
Industry ban against a sponsor principal, but who is he?
2021-03
The Stock Exchange’s recommendations to the listed issuers from its review of annual report disclosure
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