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Publications

2018-01
No right to silence nor automatic privilege against self-incrimination during interview with the SFC
2017-12
Court endorsing SFC’s power to collect evidence to assist CSRC
2017-10
When You Have a Non-Human Investment Advisor…
2017-10
First Entity Convicted of the Offence of Actively Marketing in Hong Kong Regulated Activities Carried Out Outside Hong Kong Without a Licence
2017-09
Initial Coin Offerings – A Matter for the SFC?
2017-08
Delisting “Shell” Companies in the Main Board
2017-07
Do “Red Flag” Reports Constitute Credit Rating?
2017-06
The Role of Company Secretaries and Directors in Anti-Money Laundering Compliance
2017-05
Did CITIC Suffer Any “Material Adverse Change”?
2017-04
Suspicious But Innocent: No Insider Dealing in the Shares of China Gas Holdings Limited
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