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Publications

2018-08
SFC reprimands and fines HSBC Broking Securities (Asia) Limited $9.6 million for regulatory breaches over bond sale
2018-08
Supervising clients’ investments – Can “high-level supervisory role” of trustees be limited?
2018-08
Supervising clients’ investments – Can “high-level supervisory role” of trustees be limited?
2018-08
Guidance Letter from the Hong Kong Stock Exchange for listing applicants in the internet technology sector
2018-08
ONC Corporate Disputes and Insolvency Quarterly - August 2018 Issue
2018-08
ONC The Voyager - August 2018 Issue
2018-07
SFC fines CCB International Capital for failing to perform due diligence as sponsor
2018-07
Hong Kong bribery law on moonlighting after the Stephen Chan Case
2018-07
How does the International Regulations for Preventing Collisions at Sea 1972 apportion liability in collisions?
2018-07
Hong Kong bribery law on moonlighting after the Stephen Chan Case
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