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Mr Nelson Ho conducted a seminar for CISI Financial Group on the obligation of licensed / registered persons on the suitability of investment recommendations

2022-12-23

On 16 December 2022, our Partner Mr Nelson Ho conducted a seminar for China Industrial Securities International Financial Group Limited on “The suitability obligation of licensed / registered persons in the recommendation of investment products to clients or solicitation of clients in relation to investment products under the Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission”. The seminar was well-received by more than 60 participants.


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