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Publications

2017-06
The Role of Company Secretaries and Directors in Anti-Money Laundering Compliance
2017-05
Did CITIC Suffer Any “Material Adverse Change”?
2017-04
Suspicious But Innocent: No Insider Dealing in the Shares of China Gas Holdings Limited
2017-03
SFC Reprimanded a Sponsor in an IPO
2017-02
How to Determine the Offer Price of “Further” Issued Shares?
2017-01
Short Sellers’ Attacks on Listed Companies: Are They Immune to Risks?
2017-01
How to Deal with the Regulatory Three “C”s Dawn Raids?
2016-12
A Double Whammy for Suspected Offenders of Securities Regulations
2016-11
How Late is Too Late?
2016-10
Defending “Insider Dealing”
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