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Publications

2022-07
Tackling fraudulent schemes by the SFC
2022-06
SFC unveils proposed amendments to the SFO for potent enforcement
2022-05
Disciplinary action by SFC for AML breaches
2022-04
Dual disciplinary actions by the SFC and the SEHK for BCAN-related breaches
2022-03
The Court’s powers to make restorative orders in insider dealing
2022-02
SFC reprimands and fines Citigroup HK$348M for defective client facilitation
2022-01
Regulating SVF to prevent money laundering and terrorist financing
2021-12
Tippees’ liability in insider dealing
2021-11
Post-China Forestry and Tianhe era – SFC’s front-loaded regulation and reforms to tackle sponsor failures
2021-10
The Court’s reluctance in interfering with HKEX’s decisions to suspend listed issuer trading of shares – GEM Board Listing Rule 17.26
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