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Publications

2020-10
The obligation to self-report non-compliance
2020-09
SFC seeks restoration orders against company and director for misleading prospectus
2020-08
CFA dismissing the appeal of the “reckless” short seller
2020-07
The impact of trading suspension on disclosure of price-sensitive information
2020-06
When is it appropriate for the Court to grant a compensation order against the director?
2020-05
Internal control: Is the company’s senior management being effectively “controlled” by (independent) non-executive directors?
2020-04
Transactions under negotiations – at what stage should directors disclose inside information?
2020-03
Easing the sanctions of the SFC
2020-02
Seizing personal digital devices and demanding passwords: To what extent is the SFC entitled to do so?
2020-01
How does the Court determine the length of a disqualification order against a director under section 214 of the SFO?
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