Newsletters & Updates

Date	Item Title
2012-05	“Relevant Information” in Insider Dealings
2012-04	Unprecedented Compensation Order and Longest Ever Disqualification Order Made Against Listed Corporation's Directors
2012-03	Recent Court Case Afforded Better Protection to the Investing Public
2009-10	The Biggest Insider Trader Conviction in Hong Kong
2009-10	SFC Wins Battle over Enforcement Powers against Foreign Defendants
2009-09	The Liabilities of Investment Advisers
2009-01	Challenge to SFC’s Enforcement Power by Foreign Defendants
2008-11	The First Convicted Insider Dealer under SFO
2008-08	Court of Final Appeal Ruled Fining Power of Insider Dealing Tribunal Invalid
2008-04	Insider Dealing - First Criminal Charges
2008-03	A Brief Discussion on the Legal Issues of Accumulators – aka “I Kill You Later!”
2007-12	Committal to Prison for Not Attending SFC Interview
2003-11	SFO Update - Financial Resources Rule