Corporate Finance

Newsletters & Updates

2021-03	The Stock Exchange’s recommendations to the listed issuers from its review of annual report disclosure
2021-02	ONC Lawyers submitted response to HKEX Consultation Paper on profit requirement
2021-02	SFC consults on conduct requirements for bookbuilding and placing activities
2021-01	Intra-group dealings in listed company shares after closing of share buy-back by general offer – possible application of Rule 25 of the Codes of Takeovers and Mergers
2021-01	2020 review and 2021 outlook of Hong Kong IPO market
2020-12	HKEX proposes to increase the profit requirement for a Main Board listing
2020-12	Roll-out of the FINI platform for IPO settlement
2020-12	Proposed licensing regime for virtual asset service providers
2020-11	Consultation Conclusions on secondary listing of issuers with corporate weighted voting rights structure by the Stock Exchange
2020-10	The new Guidance Letter on qualification requirements for company secretaries of listed companies
2020-09	Latest regulatory action on sponsor failure
2020-09	Listing Rules amendments to codify general waivers and principles relating to IPOs and listed issuers
2020-08	HKEX proposes widening of disciplinary regime under the Listing Rules
2020-08	Recent trend in privatisation in Hong Kong
2020-07	HKEX launches a new Sustainable and Green Exchange
2020-06	HKEX introduced changes to guidance materials for biotech companies
2020-05	Changes brought by implementation of H-share full circulation
2020-04	SFC and HKEx Joint Statement: Should listed companies hold shareholders’ meetings under the COVID-19 group gathering prohibition regulation?
2020-03	Summary of updates to HKEx guidance materials
2020-03	Guidance from SFC and SEHK on publication of results announcement and annual reports and holding of AGMs in light of the COVID-19 pandemic
2020-02	SFC’s concerns over dubious transactions and directors’ duties
2017-09	Bond Connect – The New Milestone
2017-08	New Board Concept Paper
2017-07	Proposed Changes to Hong Kong’s Growth Enterprise Market and Main Board Listing Requirements
2016-12	New Guidance Letter on Issues Related to “Controlling Shareholder”
2016-11	Double Duty: Disclosure of Interest in Associated Corporation
2016-02	The HKEx Issues New Guidance on Cash Companies Rules
2016-01	The HKEx Issues New Guidance on Trading Halts
2015-09	The Feasibility of Listing by Way of VIE Structures
2015-08	Listing of a PRC Business - Red Chip Listing Breakthrough
2015-07	Listing of a PRC Business - Red Chip or H-share?
2015-06	HKEx Has Taken a Step Forward for Weighted Voting Rights Structure in Hong Kong
2015-04	Reminder to Listed Issuers: Disclosure in Annual Reports and Corporate Communication
2015-03	The Cheung Kong / Hutchison Reorganisation Part 1: Redomiciliation of Cheung Kong
2014-09	Sponsors' Risk Exposure under the SFC's Latest Position on Prospectus Liabilities
2014-06	Another Lesson for the Sponsors - the ICBCI Case
2014-04	Listing Rules Changes Relating to Connected Transactions
2014-03	Sponsor Penalised for Serious Deficiencies in Due Diligence Work
2013-10	Waivers from Compliance with Disclosure Requirements under the Listing Rules
2013-07	Changes to the Listing Rules to Implement the New Sponsor Regime